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Our Process



Technology has changed, and continues to change the way people invest. Here at Yuma Investment Group Wealth Management we leverage the latest technologies to provide the best service possible. From an Integrated Customer Relationship Management system that allows clients to sign critical documents on the go via E-Signature, to our State-of-the-Art re-balancing software. Clients can be confident that whatever their needs, they will be met with the utmost diligence.

New Client Process


We pride ourselves on our meticulous processes to ensure our clients receive the service they deserve, for this reason Yuma Investment Group Wealth Management pro-actively screens for prospects that will be best served by our firm. We believe that a good relationship is key to the success and the longevity of a clients overall wealth plan. We hope that in looking for a wealth advisor you will take your time and choose the advisor that is best suited to help you reach your financial goals.

Investment Process


As the markets change so must the way people invest, the markets have evolved substantially since their inception. Knowledge has been globalized, meaning everyone has the potential to know everything. This combined with the markets moving at a sub-second pace requires a more tactical and dynamic approach to investing. By investing tactically we are able to move your investments from one sector or asset class to another. This not only allows your investments to try and take advantage of the next opportunity, it also attempts to reduce the volatility of your portfolio.

We develop client portfolios with different risk and return characteristics by using investments allocated in various sectors, such as large company growth, equity income, and international securities to create a blend that most suits your individual needs or risk preferences. As a client of Yuma Investment Group Wealth Management, we will share with you our thoughts on investing. We will make recommendations for asset categories for short and long-term investing. We will also give recommendations on what sectors to over-and under-weight due to market conditions.

Your goals, attitude toward risk, and your age are very important when creating a sensible mix of investments. We will identify a portfolio that matches your unique situation and will continue to monitor your investments to address your needs.

We will work hard to be your trusted wealth advisor when you are faced with those critical financial decisions.

Tactical allocation may involve more frequent buying and selling of assets and will tend to generate higher transaction cost. Investors should consider the tax consequences of moving positions more frequently. No strategy assures success or protects against loss. Because of their narrow focus, sector investing will be subject to greater volatility than investing more broadly across many sectors and companies. International investing involves special risks such as currency fluctuation and political instability and may not be suitable for all investors.